| P |
2018-11-15 |
2018-11-15 18:36:56.0 |
ACELRX PHARMACEUTICALS INC |
ACRX |
EDWARDS MARK G |
director |
20,700 |
$2.82 |
$58,376.10 |
181,000 |
view |
| P |
2018-11-13 |
2018-11-15 16:38:53.0 |
AgroFresh Solutions, Inc. |
AGFS |
DOW CHEMICAL CO /DE/ |
various 10% owner |
33,110 |
$5.11 |
$169,199.00 |
2.08657E7 |
view |
| P |
2018-11-14 |
2018-11-15 16:38:53.0 |
AgroFresh Solutions, Inc. |
AGFS |
DOW CHEMICAL CO /DE/ |
various 10% owner |
33,110 |
$5.06 |
$167,603.00 |
2.08988E7 |
view |
| P |
2018-11-13 |
2018-11-15 16:14:38.0 |
ALBIREO PHARMA, INC. |
ALBO |
Cooper Ronald Harold Wilfred |
CEO |
1,026 |
$25.02 |
$25,668.20 |
7,760 |
view |
| P |
2018-11-14 |
2018-11-15 14:07:33.0 |
Amber Road, Inc. |
AMBR |
CRAVEN PAMELA |
director |
2,000 |
$8.80 |
$17,600.00 |
10,000 |
view |
| P |
2018-11-13 |
2018-11-15 17:02:19.0 |
American Assets Trust, Inc. |
AAT |
RADY ERNEST S |
CEO |
6,745 |
$39.30 |
$265,078.00 |
918,363 |
view |
| P |
2018-11-13 |
2018-11-15 17:02:19.0 |
American Assets Trust, Inc. |
AAT |
RADY ERNEST S |
CEO |
3,465 |
$39.30 |
$136,174.00 |
45,795 |
view |
| P |
2018-11-13 |
2018-11-15 17:02:19.0 |
American Assets Trust, Inc. |
AAT |
RADY ERNEST S |
CEO |
1,460 |
$39.30 |
$57,378.00 |
169,400 |
view |
| P |
2018-11-14 |
2018-11-15 17:02:19.0 |
American Assets Trust, Inc. |
AAT |
RADY ERNEST S |
CEO |
4,555 |
$39.10 |
$178,100.00 |
922,918 |
view |
| P |
2018-11-15 |
2018-11-15 17:02:19.0 |
American Assets Trust, Inc. |
AAT |
RADY ERNEST S |
CEO |
17,742 |
$38.68 |
$686,261.00 |
940,660 |
view |
| P |
2018-11-15 |
2018-11-15 16:26:52.0 |
AMPCO PITTSBURGH CORP |
AP |
Scagline Rodney |
officer (President of Union Electric) |
1,424 |
$4.03 |
$5,745.84 |
27,959 |
view |
| P |
2018-11-13 |
2018-11-15 16:34:57.0 |
Apple Hospitality REIT, Inc. |
APLE |
Hugh Redd |
director |
2,000 |
$15.97 |
$31,937.00 |
86,154 |
view |
| P |
2018-11-13 |
2018-11-15 16:34:57.0 |
Apple Hospitality REIT, Inc. |
APLE |
Hugh Redd |
director |
1,000 |
$15.97 |
$15,970.00 |
87,154 |
view |
| P |
2018-11-14 |
2018-11-15 16:34:57.0 |
Apple Hospitality REIT, Inc. |
APLE |
Hugh Redd |
director |
1,000 |
$15.94 |
$15,940.00 |
88,154 |
view |
| P |
2018-11-14 |
2018-11-15 16:35:02.0 |
Apple Hospitality REIT, Inc. |
APLE |
Buckley David P |
officer (EVP, Chief Legal Officer) |
312 |
$15.95 |
$4,976.40 |
1,157 |
view |
| P |
2018-11-14 |
2018-11-15 16:35:02.0 |
Apple Hospitality REIT, Inc. |
APLE |
Buckley David P |
officer (EVP, Chief Legal Officer) |
312 |
$15.96 |
$4,979.49 |
1,156 |
view |
| P |
2018-11-13 |
2018-11-15 13:22:14.0 |
Arcus Biosciences, Inc. |
RCUS |
Jaen Juan C. |
director officer (President) |
10,000 |
$11.80 |
$118,039.00 |
2,754,240 |
view |
| P |
2018-11-14 |
2018-11-15 16:08:51.0 |
Athenex, Inc. |
ATNX |
Kwan Rudolf |
officer (EVP, Chief Medical Officer) |
5,000 |
$10.35 |
$51,747.50 |
97,224 |
view |
| P |
2018-11-14 |
2018-11-15 16:47:23.0 |
BANK OF SOUTH CAROLINA CORP |
BKSC |
Hassell Fleetwood S |
director officer (President) |
600 |
$19.70 |
$11,820.00 |
15,990 |
view |
| P |
2018-11-14 |
2018-11-15 16:50:51.0 |
BANK OF SOUTH CAROLINA CORP |
BKSC |
Walpole Eugene H IV |
CFO |
600 |
$19.70 |
$11,820.00 |
15,990 |
view |
| P |
2018-11-14 |
2018-11-15 17:07:54.0 |
BANK OF SOUTH CAROLINA CORP |
BKSC |
SASS DOUGLAS H |
director officer (Executive Vice President) |
600 |
$19.70 |
$11,820.00 |
15,990 |
view |
| P |
2018-11-14 |
2018-11-15 17:12:19.0 |
BANK OF SOUTH CAROLINA CORP |
BKSC |
Sharry Sheryl G |
director other |
600 |
$19.70 |
$11,820.00 |
15,990 |
view |
| P |
2018-11-14 |
2018-11-15 14:15:51.0 |
Barings BDC, Inc. |
BBDC |
Knox C. Robert Jr. |
officer (Principal Accounting Officer) |
7,619 |
$10.15 |
$77,300.90 |
75,901 |
view |
| P |
2018-11-14 |
2018-11-15 14:15:51.0 |
Barings BDC, Inc. |
BBDC |
Knox C. Robert Jr. |
officer (Principal Accounting Officer) |
2,381 |
$10.15 |
$24,167.20 |
78,282 |
view |
| P |
2018-11-15 |
2018-11-15 17:25:34.0 |
Barings BDC, Inc. |
BBDC |
BARINGS LLC |
10% owner other |
65,600 |
$10.06 |
$659,752.00 |
1.07383E7 |
view |
| P |
2018-11-15 |
2018-11-15 18:52:33.0 |
Camping World Holdings, Inc. |
CWH |
Moody Brent L. |
officer (PRESIDENT) |
5,000 |
$17.02 |
$85,120.50 |
225,000 |
view |
| P |
2018-11-14 |
2018-11-15 12:26:40.0 |
Capitol Federal Financial, Inc. |
CFFN |
Haag Natalie G. |
officer (Executive Vice President) |
379 |
$12.80 |
$4,851.20 |
59,249 |
view |
| P |
2018-11-13 |
2018-11-15 16:51:18.0 |
Carbonite Inc |
CARB |
Daniels Scott Andrew |
director |
2,000 |
$27.57 |
$55,140.00 |
42,070 |
view |
| P |
2018-11-13 |
2018-11-15 17:36:39.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
15,287 |
$3.90 |
$59,645.30 |
1.77849E7 |
view |
| P |
2018-11-14 |
2018-11-15 17:36:39.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
4,809 |
$3.81 |
$18,311.70 |
1.77897E7 |
view |
| P |
2018-11-15 |
2018-11-15 17:36:39.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
10,313 |
$3.80 |
$39,195.60 |
1.78E7 |
view |
| P |
2018-11-15 |
2018-11-15 17:36:39.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
5 |
$3.80 |
$19.00 |
1.78E7 |
view |
| P |
2018-11-15 |
2018-11-15 17:36:39.0 |
Cerecor Inc. |
CERC |
Boyd Steven |
various various various director 10% owner |
900 |
$3.78 |
$3,406.23 |
1.78009E7 |
view |
| P |
2018-11-14 |
2018-11-15 09:01:36.0 |
CHENIERE ENERGY INC |
LNG |
Fusco Jack A |
CEO |
15,000 |
$59.20 |
$888,000.00 |
169,378 |
view |
| P |
2018-11-14 |
2018-11-15 17:10:33.0 |
CHENIERE ENERGY INC |
LNG |
Markowitz Sean N |
officer (General Counsel & Corp Sec) |
1,700 |
$59.10 |
$100,470.00 |
57,643 |
view |
| P |
2018-11-09 |
2018-11-15 13:13:21.0 |
CITIZENS & NORTHERN CORP |
CZNC |
LAMBERT LEO F |
director |
68 |
$26.67 |
$1,813.71 |
23,543 |
view |
| P |
2018-11-09 |
2018-11-15 13:13:21.0 |
CITIZENS & NORTHERN CORP |
CZNC |
LAMBERT LEO F |
director |
18 |
$26.67 |
$480.10 |
1,742 |
view |
| P |
2018-11-14 |
2018-11-15 15:45:17.0 |
Citizens Community Bancorp Inc. |
CZWI |
MOLL JAMES D |
director |
499 |
$12.27 |
$6,120.78 |
23,873 |
view |
| P |
2018-11-14 |
2018-11-15 15:45:17.0 |
Citizens Community Bancorp Inc. |
CZWI |
MOLL JAMES D |
director |
501 |
$12.15 |
$6,087.15 |
24,374 |
view |
| P |
2018-11-14 |
2018-11-15 16:04:02.0 |
Citizens Community Bancorp Inc. |
CZWI |
BROUCEK JAMES S |
CFO |
500 |
$12.27 |
$6,135.00 |
24,556 |
view |
| P |
2018-11-13 |
2018-11-15 17:49:07.0 |
CLEARONE INC |
CLRO |
HAKIMOGLU ZEYNEP |
CEO |
27,715 |
$1.22 |
$33,798.40 |
274,322 |
view |
| P |
2018-11-14 |
2018-11-15 17:49:07.0 |
CLEARONE INC |
CLRO |
HAKIMOGLU ZEYNEP |
CEO |
15,033 |
$1.22 |
$18,340.30 |
289,355 |
view |
| P |
2018-11-15 |
2018-11-15 17:49:07.0 |
CLEARONE INC |
CLRO |
HAKIMOGLU ZEYNEP |
CEO |
43,691 |
$1.27 |
$55,487.60 |
333,046 |
view |
| P |
2018-11-15 |
2018-11-15 17:23:28.0 |
CONCERT PHARMACEUTICALS, INC. |
CNCE |
ALDRICH RICHARD |
director |
10,000 |
$12.00 |
$119,994.00 |
296,975 |
view |
| P |
2018-11-15 |
2018-11-15 17:23:28.0 |
CONCERT PHARMACEUTICALS, INC. |
CNCE |
ALDRICH RICHARD |
director |
40,000 |
$11.78 |
$471,268.00 |
336,975 |
view |
| P |
2018-11-14 |
2018-11-15 17:24:26.0 |
CONCERT PHARMACEUTICALS, INC. |
CNCE |
Auchincloss Thomas G |
director |
1,000 |
$11.93 |
$11,931.40 |
3,000 |
view |
| P |
2018-11-09 |
2018-11-15 16:24:16.0 |
CORE MOLDING TECHNOLOGIES INC |
CMT |
CROWLEY JAMES F |
director |
1,590 |
$7.05 |
$11,209.50 |
20,720 |
view |
| P |
2018-11-12 |
2018-11-15 16:24:16.0 |
CORE MOLDING TECHNOLOGIES INC |
CMT |
CROWLEY JAMES F |
director |
1,410 |
$7.37 |
$10,391.70 |
22,130 |
view |
| P |
2018-11-13 |
2018-11-15 20:08:11.0 |
Crimson Wine Group, Ltd |
CWGL |
DeLong Patrick M |
CEO |
250 |
$8.29 |
$2,072.50 |
16,539 |
view |
| P |
2018-11-13 |
2018-11-15 20:08:11.0 |
Crimson Wine Group, Ltd |
CWGL |
DeLong Patrick M |
CEO |
250 |
$8.30 |
$2,075.00 |
16,789 |
view |
| P |
2018-11-13 |
2018-11-15 20:08:11.0 |
Crimson Wine Group, Ltd |
CWGL |
DeLong Patrick M |
CEO |
250 |
$8.16 |
$2,040.00 |
17,039 |
view |
| P |
2018-11-14 |
2018-11-15 20:08:11.0 |
Crimson Wine Group, Ltd |
CWGL |
DeLong Patrick M |
CEO |
250 |
$8.17 |
$2,042.50 |
17,289 |
view |
| P |
2018-11-15 |
2018-11-15 20:08:11.0 |
Crimson Wine Group, Ltd |
CWGL |
DeLong Patrick M |
CEO |
250 |
$8.15 |
$2,037.50 |
17,539 |
view |
| P |
2018-11-14 |
2018-11-15 16:25:59.0 |
Ellington Financial LLC |
EFC |
Penn Laurence |
CEO |
28,631 |
$16.15 |
$462,391.00 |
105,563 |
view |
| P |
2018-11-13 |
2018-11-15 19:24:11.0 |
Ellington Residential Mortgage REIT |
EARN |
SCHWARZMAN STEPHEN A |
various various various various various various various various 10% owner |
7,000 |
$10.79 |
$75,530.00 |
3,012,830 |
view |
| P |
2018-11-14 |
2018-11-15 19:24:11.0 |
Ellington Residential Mortgage REIT |
EARN |
SCHWARZMAN STEPHEN A |
various various various various various various various various 10% owner |
14,911 |
$10.84 |
$161,635.00 |
3,027,740 |
view |
| P |
2018-11-15 |
2018-11-15 19:24:11.0 |
Ellington Residential Mortgage REIT |
EARN |
SCHWARZMAN STEPHEN A |
various various various various various various various various 10% owner |
4,001 |
$10.78 |
$43,130.80 |
3,031,740 |
view |
| P |
2018-11-15 |
2018-11-15 11:14:12.0 |
ENCANA CORP |
ECA |
Mayson Howard John |
director |
3,500 |
$7.80 |
$27,300.00 |
38,604 |
view |
| P |
2018-11-15 |
2018-11-15 11:54:55.0 |
ENCANA CORP |
ECA |
Hill David Glen |
officer (EVP, Exploration & BD) |
10,000 |
$7.72 |
$77,200.00 |
33,118 |
view |
| P |
2018-11-15 |
2018-11-15 12:49:02.0 |
ENCANA CORP |
ECA |
Suttles Douglas James |
CEO |
10,000 |
$7.77 |
$77,700.00 |
144,212 |
view |
| P |
2018-11-15 |
2018-11-15 15:12:14.0 |
ESSENTIAL PROPERTIES REALTY TRUST, INC. |
EPRT |
Donlan Daniel P |
officer (Senior VP - Capital Markets) |
2,100 |
$13.76 |
$28,895.80 |
27,906 |
view |
| P |
2018-11-15 |
2018-11-15 19:08:03.0 |
Eton Pharmaceuticals, Inc. |
ETON |
BAUM MARK L |
director |
10,000 |
$6.00 |
$60,000.00 |
10,000 |
view |
| P |
2018-11-15 |
2018-11-15 19:08:50.0 |
Eton Pharmaceuticals, Inc. |
ETON |
Troutman William Wilson |
CFO |
5,000 |
$6.00 |
$30,000.00 |
5,000 |
view |
| P |
2018-11-15 |
2018-11-15 19:12:09.0 |
Eton Pharmaceuticals, Inc. |
ETON |
RIEDEL NORBERT G |
director |
5,000 |
$6.00 |
$30,000.00 |
59,745 |
view |
| P |
2018-11-15 |
2018-11-15 19:14:14.0 |
Eton Pharmaceuticals, Inc. |
ETON |
MAIER PAUL V |
director |
5,000 |
$6.00 |
$30,000.00 |
59,745 |
view |
| P |
2018-11-15 |
2018-11-15 19:24:11.0 |
Eton Pharmaceuticals, Inc. |
ETON |
BRYNJELSEN SEAN |
CEO |
10,000 |
$6.00 |
$60,000.00 |
1,010,000 |
view |
| P |
2018-11-15 |
2018-11-15 19:25:44.0 |
Eton Pharmaceuticals, Inc. |
ETON |
CASAMENTO CHARLES J |
director |
5,000 |
$6.00 |
$30,000.00 |
68,420 |
view |
| P |
2018-11-14 |
2018-11-15 09:17:29.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Carmack Karen K |
officer (svp) |
1 |
$33.93 |
$33.93 |
617 |
view |
| P |
2018-11-14 |
2018-11-15 09:19:28.0 |
FRANKLIN FINANCIAL SERVICES CORP /PA/ |
FRAF |
Cekovich Ronald L |
officer (svp) |
3 |
$33.93 |
$101.79 |
6,569 |
view |
| P |
2018-11-13 |
2018-11-15 16:09:40.0 |
Fulgent Genetics, Inc. |
FLGT |
Hsieh Ming |
CEO |
10,880 |
$3.59 |
$39,032.00 |
6,570,590 |
view |
| P |
2018-11-14 |
2018-11-15 09:05:11.0 |
GENERAL ELECTRIC CO |
GE |
DSOUZA FRANCISCO |
director |
60,000 |
$8.32 |
$499,200.00 |
151,500 |
view |
| P |
2018-11-14 |
2018-11-15 18:35:05.0 |
GNC HOLDINGS, INC. |
GNC |
Canning Susan M. |
officer (VP, Deputy GC, Corp. Sec.) |
1,500 |
$3.28 |
$4,915.35 |
1,500 |
view |
| P |
2018-11-14 |
2018-11-15 19:46:44.0 |
GOLDEN ENTERTAINMENT, INC. |
GDEN |
Haas Thomas Edwin |
officer (SVP of Accounting) |
2,200 |
$15.03 |
$33,066.00 |
3,736 |
view |
| P |
2018-11-13 |
2018-11-15 15:49:03.0 |
Great Elm Capital Group, Inc. |
GEC |
Reed Peter A |
CEO |
15,925 |
$3.47 |
$55,259.80 |
714,735 |
view |
| P |
2018-11-14 |
2018-11-15 15:49:03.0 |
Great Elm Capital Group, Inc. |
GEC |
Reed Peter A |
CEO |
10,107 |
$3.49 |
$35,273.40 |
724,842 |
view |
| P |
2018-11-13 |
2018-11-15 16:14:15.0 |
Green Brick Partners, Inc. |
GRBK |
BLAKE ELIZABETH |
director |
15,000 |
$8.86 |
$132,858.00 |
138,366 |
view |
| P |
2018-11-13 |
2018-11-15 08:24:16.0 |
GREENHILL & CO INC |
GHL |
GREENHILL ROBERT F |
director other |
208,000 |
$22.61 |
$4,702,880.00 |
787,710 |
view |
| P |
2018-11-14 |
2018-11-15 08:24:16.0 |
GREENHILL & CO INC |
GHL |
GREENHILL ROBERT F |
director other |
11,770 |
$24.17 |
$284,481.00 |
799,480 |
view |
| P |
2018-11-13 |
2018-11-15 16:12:46.0 |
GTT Communications, Inc. |
GTT |
THOMPSON H BRIAN |
director |
900 |
$32.70 |
$29,426.00 |
601,403 |
view |
| P |
2018-11-15 |
2018-11-15 16:12:46.0 |
GTT Communications, Inc. |
GTT |
THOMPSON H BRIAN |
director |
300 |
$32.73 |
$9,819.99 |
24,850 |
view |
| P |
2018-11-13 |
2018-11-15 20:34:02.0 |
HALLADOR ENERGY CO |
HNRG |
Wesley Charles Ray IV |
director |
8,347 |
$6.02 |
$50,282.30 |
8,347 |
view |
| P |
2018-11-14 |
2018-11-15 17:54:09.0 |
Hamilton Lane INC |
HLNE |
Delgado-Moreira Juan |
officer 10% owner (Vice Chairman) |
21,450 |
$37.04 |
$794,508.00 |
21,450 |
view |
| P |
2018-11-12 |
2018-11-15 09:34:50.0 |
Hill International, Inc. |
HIL |
WOLF GREGORY T |
CFO |
55,000 |
$3.18 |
$174,900.00 |
75,000 |
view |
| P |
2018-11-13 |
2018-11-15 16:27:29.0 |
Horizon Global Corp |
HZN |
Kunselman Scott G. |
director |
1,000 |
$2.25 |
$2,250.00 |
8,000 |
view |
| P |
2018-11-13 |
2018-11-15 17:26:47.0 |
Houston Wire & Cable CO |
HWCC |
HALEY ROY W |
director |
20,000 |
$5.87 |
$117,400.00 |
139,405 |
view |
| P |
2018-11-14 |
2018-11-15 17:26:47.0 |
Houston Wire & Cable CO |
HWCC |
HALEY ROY W |
director |
20,000 |
$5.98 |
$119,600.00 |
159,405 |
view |
| P |
2018-11-15 |
2018-11-15 17:26:47.0 |
Houston Wire & Cable CO |
HWCC |
HALEY ROY W |
director |
1,024 |
$6.04 |
$6,184.96 |
160,429 |
view |
| P |
2018-11-12 |
2018-11-15 11:58:22.0 |
HYSTER-YALE MATERIALS HANDLING, INC. |
HY |
RANKIN VICTOIRE G |
other |
538 |
$64.71 |
$34,815.40 |
49,824 |
view |
| P |
2018-11-13 |
2018-11-15 11:59:15.0 |
HYSTER-YALE MATERIALS HANDLING, INC. |
HY |
Vested Trust for Margaret Pollard Rankin |
other |
2 |
$63.22 |
$126.44 |
421 |
view |
| P |
2018-11-13 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
41,454 |
$1.35 |
$55,962.90 |
7,474,110 |
view |
| P |
2018-11-13 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
562,754 |
$1.35 |
$759,718.00 |
5,683,850 |
view |
| P |
2018-11-14 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
117,290 |
$1.34 |
$157,169.00 |
7,591,400 |
view |
| P |
2018-11-14 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
92,960 |
$1.34 |
$124,566.00 |
5,776,810 |
view |
| P |
2018-11-15 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
52,400 |
$1.35 |
$70,740.00 |
7,643,800 |
view |
| P |
2018-11-15 |
2018-11-15 20:08:27.0 |
INFINITY PHARMACEUTICALS, INC. |
INFI |
LAMPERT MARK N |
various various various various various 10% owner other |
39,074 |
$1.35 |
$52,749.90 |
5,815,890 |
view |
| P |
2018-11-13 |
2018-11-15 17:46:30.0 |
IsoRay, Inc. |
ISR |
Vitale Philip J |
director |
30,000 |
$0.43 |
$12,900.00 |
110,000 |
view |
| P |
2018-11-14 |
2018-11-15 17:47:11.0 |
IsoRay, Inc. |
ISR |
Woods Lori A |
CEO |
125,000 |
$0.40 |
$49,737.50 |
125,000 |
view |
| P |
2018-11-15 |
2018-11-15 17:47:11.0 |
IsoRay, Inc. |
ISR |
Woods Lori A |
CEO |
4,365 |
$0.40 |
$1,741.64 |
129,365 |
view |
| P |
2018-11-15 |
2018-11-15 17:47:11.0 |
IsoRay, Inc. |
ISR |
Woods Lori A |
CEO |
635 |
$0.40 |
$251.84 |
130,000 |
view |
| P |
2018-11-13 |
2018-11-15 18:59:39.0 |
IsoRay, Inc. |
ISR |
Austin Mark John |
officer (Controller/Prin Fin&Acct Offic) |
2,452 |
$0.41 |
$1,005.32 |
11,717 |
view |
| P |
2018-11-14 |
2018-11-15 13:02:33.0 |
Lazydays Holdings, Inc. |
LAZY |
MURNANE WILLIAM P |
CEO |
10,000 |
$5.30 |
$53,000.00 |
168,980 |
view |
| P |
2018-11-15 |
2018-11-15 16:11:11.0 |
LIBERTY ALL STAR EQUITY FUND |
USA |
Usifer Maureen K |
other |
4,000 |
$5.97 |
$23,880.00 |
4,000 |
view |
| P |
2018-11-15 |
2018-11-15 16:14:32.0 |
LIBERTY ALL STAR GROWTH FUND INC. |
ASG |
Usifer Maureen K |
other |
4,000 |
$4.86 |
$19,440.00 |
4,000 |
view |
| P |
2018-11-13 |
2018-11-15 16:08:13.0 |
Liquidia Technologies Inc |
LQDA |
Kirsch Arthur S |
director |
105 |
$18.00 |
$1,890.00 |
1,105 |
view |
| P |
2018-11-14 |
2018-11-15 16:08:13.0 |
Liquidia Technologies Inc |
LQDA |
Kirsch Arthur S |
director |
895 |
$18.50 |
$16,557.50 |
2,000 |
view |
| P |
2018-11-14 |
2018-11-15 16:17:37.0 |
MasterCraft Boat Holdings, Inc. |
MCFT |
McNew Terry D. |
CEO |
3,545 |
$28.14 |
$99,756.30 |
320,062 |
view |
| P |
2018-11-14 |
2018-11-15 21:09:15.0 |
Matador Resources Co |
MTDR |
STEWART KENNETH L. |
director |
10,000 |
$24.40 |
$244,000.00 |
32,532 |
view |
| P |
2018-11-13 |
2018-11-15 16:17:48.0 |
MCDERMOTT INTERNATIONAL INC |
MDR |
Austin Linh |
officer (SVP, Middle East & North Afr.) |
10,000 |
$8.03 |
$80,300.00 |
54,644 |
view |
| P |
2018-11-13 |
2018-11-15 12:30:59.0 |
MGE ENERGY INC |
MGEE |
Berbee James G |
director |
142 |
$63.32 |
$8,992.85 |
1,015 |
view |
| P |
2018-11-14 |
2018-11-15 16:04:24.0 |
Multi-Strategy Growth & Income Fund |
MSFDX |
Miller Ira J |
director |
10,482 |
$13.92 |
$145,916.00 |
316,230 |
view |
| P |
2018-11-15 |
2018-11-15 16:41:17.0 |
NATIONAL BANKSHARES INC |
NKSH |
BALL LAWRENCE J |
director |
500 |
$44.92 |
$22,460.00 |
4,000 |
view |
| P |
2018-11-15 |
2018-11-15 16:58:09.0 |
NICHOLAS FINANCIAL INC |
NICK |
MALSON KELLY M |
CFO |
1,610 |
$11.67 |
$18,788.70 |
19,168 |
view |
| P |
2018-11-13 |
2018-11-15 14:51:05.0 |
NYMOX PHARMACEUTICAL CORP |
NYMX |
Robinson James George |
director |
7,000 |
$2.00 |
$13,993.70 |
3,229,910 |
view |
| P |
2018-11-14 |
2018-11-15 15:57:30.0 |
OGE ENERGY CORP. |
OGE |
BOZICH FRANK A |
director |
10,000 |
$38.99 |
$389,880.00 |
15,000 |
view |
| P |
2018-11-14 |
2018-11-15 16:09:02.0 |
OHIO VALLEY BANC CORP |
OVBC |
BARNITZ ANNA P |
director |
39 |
$38.27 |
$1,500.00 |
5,711 |
view |
| P |
2018-08-10 |
2018-11-15 17:11:47.0 |
OHIO VALLEY BANC CORP |
OVBC |
Stepp Bryan F |
officer (SVP and CCO) |
2 |
$50.15 |
$92.82 |
453 |
view |
| P |
2018-11-13 |
2018-11-15 16:49:02.0 |
PERFICIENT INC |
PRFT |
KACKLEY JAMES R |
director |
1,000 |
$25.16 |
$25,160.00 |
41,019 |
view |
| P |
2018-11-13 |
2018-11-15 15:07:23.0 |
PERMA FIX ENVIRONMENTAL SERVICES INC |
PESI |
CENTOFANTI LOUIS F |
officer (EVP of Strategic Initiatives) |
500 |
$3.30 |
$1,650.00 |
155,525 |
view |
| P |
2018-11-14 |
2018-11-15 16:14:26.0 |
Platform Specialty Products Corp |
PAH |
Capps John Edward |
officer (EVP, General Counsel & Sec.) |
20,000 |
$10.57 |
$211,400.00 |
154,333 |
view |
| P |
2018-11-14 |
2018-11-15 12:36:56.0 |
PREMIER FINANCIAL BANCORP INC |
PFBI |
CLINE PHILIP E |
director |
306 |
$18.62 |
$5,697.69 |
165,000 |
view |
| P |
2018-11-14 |
2018-11-15 11:00:13.0 |
RAIT Financial Trust |
RASFP |
Amster Howard |
10% owner |
18,000 |
$3.83 |
$68,887.80 |
1,013,410 |
view |
| P |
2018-11-15 |
2018-11-15 16:24:53.0 |
RAIT Financial Trust |
RASFP |
Frischer Charles L |
10% owner |
4,136 |
$3.79 |
$15,675.40 |
774,606 |
view |
| P |
2018-11-14 |
2018-11-15 16:49:02.0 |
RAIT Financial Trust |
RASFO |
Frischer Charles L |
10% owner |
33,986 |
$3.81 |
$129,487.00 |
322,049 |
view |
| P |
2018-11-14 |
2018-11-15 16:59:08.0 |
RAIT Financial Trust |
RASFN |
Frischer Charles L |
10% owner |
4,100 |
$3.80 |
$15,580.00 |
221,073 |
view |
| P |
2018-11-15 |
2018-11-15 16:59:08.0 |
RAIT Financial Trust |
RASFN |
Frischer Charles L |
10% owner |
5,200 |
$3.87 |
$20,124.00 |
226,273 |
view |
| P |
2018-11-15 |
2018-11-15 17:02:56.0 |
RAIT Financial Trust |
RASF |
Frischer Charles L |
10% owner |
747 |
$2.40 |
$1,792.80 |
269,173 |
view |
| P |
2018-11-15 |
2018-11-15 14:31:37.0 |
Real Goods Solar, Inc. |
RGSE |
Bowles Ian A |
director |
50,000 |
$0.46 |
$22,940.00 |
150,005 |
view |
| P |
2018-11-14 |
2018-11-15 08:24:58.0 |
Red Violet, Inc. |
RDVT |
Brauser Michael |
10% owner |
1,800 |
$6.69 |
$12,042.00 |
501,907 |
view |
| P |
2018-11-13 |
2018-11-15 13:27:27.0 |
RITCHIE BROS AUCTIONEERS INC |
RBA |
Pitoniak Edward Baltazar |
director |
60 |
$35.02 |
$2,101.20 |
7,281 |
view |
| P |
2018-11-13 |
2018-11-15 17:28:26.0 |
Roadrunner Transportation Systems, Inc. |
RRTS |
Hurst Frank L |
officer (President - Roadrunner Freight) |
14,601 |
$0.63 |
$9,198.63 |
23,772 |
view |
| P |
2018-11-12 |
2018-11-15 18:34:44.0 |
S&T BANCORP INC |
STBA |
Kane Robert Edward |
director |
1,000 |
$41.13 |
$41,130.00 |
4,775 |
view |
| P |
2018-11-14 |
2018-11-15 19:09:42.0 |
SANGAMO THERAPEUTICS, INC |
SGMO |
PARKER H STEWART |
director |
2,000 |
$9.00 |
$18,001.60 |
7,500 |
view |
| P |
2018-11-15 |
2018-11-15 17:02:56.0 |
SEACOR Marine Holdings Inc. |
SMHI |
Weller Anthony |
officer (Sr VP and Managing Dir.) |
500 |
$18.00 |
$9,000.00 |
26,910 |
view |
| P |
2018-11-13 |
2018-11-15 18:16:09.0 |
Spark Energy, Inc. |
SPKE |
TxEx Energy Investments, LLC |
various various director 10% owner |
7,406 |
$9.29 |
$68,801.70 |
1,328,030 |
view |
| P |
2018-11-13 |
2018-11-15 16:13:20.0 |
Sphere 3D Corp |
ANY |
FBC HOLDINGS S.A.R.L. |
various various various 10% owner |
6,500,000 |
$0.00 |
$0.00 |
6,500,000 |
view |
| P |
2018-11-14 |
2018-11-15 19:21:55.0 |
Sunworks, Inc. |
SUNW |
CARGILE CHARLES F |
CEO |
10,847 |
$0.43 |
$4,688.07 |
325,948 |
view |
| P |
2018-11-15 |
2018-11-15 19:21:55.0 |
Sunworks, Inc. |
SUNW |
CARGILE CHARLES F |
CEO |
14,153 |
$0.42 |
$5,884.82 |
340,101 |
view |
| P |
2018-11-14 |
2018-11-15 15:05:56.0 |
SUPERIOR INDUSTRIES INTERNATIONAL INC |
SUP |
Masanovich Matti |
CFO |
29,050 |
$8.34 |
$242,277.00 |
50,000 |
view |
| P |
2018-11-15 |
2018-11-15 15:06:02.0 |
SUPERIOR INDUSTRIES INTERNATIONAL INC |
SUP |
Finnorn Joanne M |
(SVP-GC and Corporate Secretary) |
5,800 |
$8.08 |
$46,864.00 |
10,294 |
view |
| P |
2018-11-13 |
2018-11-15 18:02:19.0 |
TRUPANION, INC. |
TRUP |
Ferracone Robin A |
director |
19,000 |
$25.60 |
$486,352.00 |
54,056 |
view |
| P |
2018-11-13 |
2018-11-15 18:02:50.0 |
TRUPANION, INC. |
TRUP |
DAVIDSON JACQUELINE L |
director |
1,000 |
$25.44 |
$25,439.40 |
1,000 |
view |
| P |
2018-11-14 |
2018-11-15 11:26:23.0 |
TRUSTCO BANK CORP N Y |
TRST |
CURLEY KEVIN M |
officer (SENIOR VICE PRESIDENT) |
5,000 |
$7.76 |
$38,800.00 |
90,142 |
view |
| P |
2018-11-14 |
2018-11-15 16:10:38.0 |
ULTRALIFE CORP |
ULBI |
Saeli Thomas Louis |
director |
2,000 |
$7.06 |
$14,120.00 |
60,446 |
view |
| P |
2018-11-14 |
2018-11-15 10:57:07.0 |
UNIVEST CORP OF PENNSYLVANIA |
UVSP |
MOYER GLENN E |
director |
1,000 |
$24.90 |
$24,900.00 |
10,145 |
view |
| P |
2018-11-13 |
2018-11-15 16:07:56.0 |
USA Compression Partners, LP |
USAC |
LONG ERIC D |
director officer (See Remarks) |
20,000 |
$13.90 |
$278,000.00 |
414,926 |
view |
| P |
2018-11-13 |
2018-11-15 16:07:56.0 |
USA Compression Partners, LP |
USAC |
LONG ERIC D |
director officer (See Remarks) |
10,000 |
$13.89 |
$138,900.00 |
17,592 |
view |
| P |
2018-11-13 |
2018-11-15 16:07:56.0 |
USA Compression Partners, LP |
USAC |
LONG ERIC D |
director officer (See Remarks) |
10,000 |
$13.86 |
$138,600.00 |
32,624 |
view |
| P |
2018-11-14 |
2018-11-15 18:26:39.0 |
Vectrus, Inc. |
VEC |
Klein Matthew |
CFO |
250 |
$24.57 |
$6,141.25 |
30,994 |
view |
| P |
2018-11-15 |
2018-11-15 18:26:39.0 |
Vectrus, Inc. |
VEC |
Klein Matthew |
CFO |
250 |
$24.33 |
$6,082.55 |
31,244 |
view |
| P |
2018-11-13 |
2018-11-15 21:25:04.0 |
Vectrus, Inc. |
VEC |
HOWELL MARY L |
director |
1,238 |
$24.23 |
$29,990.60 |
14,740 |
view |
| P |
2018-11-13 |
2018-11-15 08:04:03.0 |
Westlake Chemical Partners LP |
WLKP |
Chao Albert |
CEO |
6,220 |
$23.24 |
$144,578.00 |
59,720 |
view |
| P |
2018-11-14 |
2018-11-15 08:04:03.0 |
Westlake Chemical Partners LP |
WLKP |
Chao Albert |
CEO |
11,385 |
$23.37 |
$266,056.00 |
71,105 |
view |
| P |
2018-11-13 |
2018-11-15 17:19:03.0 |
WhiteHorse Finance, Inc. |
WHF |
Burke Kevin Francis |
director |
530 |
$13.50 |
$7,155.00 |
530 |
view |
| P |
2018-11-14 |
2018-11-15 17:19:03.0 |
WhiteHorse Finance, Inc. |
WHF |
Burke Kevin Francis |
director |
2,000 |
$13.62 |
$27,240.00 |
2,530 |
view |
| P |
2018-11-13 |
2018-11-15 16:19:02.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
various various various various various various various 10% owner |
11,910 |
$1.87 |
$22,284.80 |
1,111,600 |
view |
| P |
2018-11-13 |
2018-11-15 16:19:02.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
various various various various various various various 10% owner |
27,790 |
$1.87 |
$51,997.90 |
2,095,820 |
view |
| P |
2018-11-14 |
2018-11-15 16:19:02.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
various various various various various various various 10% owner |
9,390 |
$1.90 |
$17,818.50 |
1,120,990 |
view |
| P |
2018-11-14 |
2018-11-15 16:19:02.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
various various various various various various various 10% owner |
21,910 |
$1.90 |
$41,576.40 |
2,117,730 |
view |
| P |
2018-11-13 |
2018-11-15 18:47:23.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
director 10% owner |
39,700 |
$1.87 |
$74,282.70 |
3,207,420 |
view |
| P |
2018-11-14 |
2018-11-15 18:47:23.0 |
Williams Industrial Services Group Inc. |
WLMS |
OBUS NELSON |
director 10% owner |
31,300 |
$1.90 |
$59,394.90 |
3,238,720 |
view |
| P |
2018-11-13 |
2018-11-15 17:34:12.0 |
WYNN RESORTS LTD |
WYNN |
SATRE PHILIP G |
director |
9,800 |
$103.01 |
$1,009,460.00 |
11,895 |
view |
| P |
2018-11-13 |
2018-11-15 16:10:59.0 |
XOMA Corp |
XOMA |
Neal James R |
CEO |
4,000 |
$13.26 |
$53,056.40 |
20,333 |
view |